-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S3sCq3a+9Hfg2dnB3s0TfNnRH/NrwopIaTr/RzYi+WFahikHOWc3HikQNF3HgBTc Fv4xFQeYevtyNeJCZXn07g== 0000892569-03-000416.txt : 20030214 0000892569-03-000416.hdr.sgml : 20030214 20030213184736 ACCESSION NUMBER: 0000892569-03-000416 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030214 GROUP MEMBERS: STEVEN MYERS TRUST DATED DECEMBER 1, 2000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SM&A CENTRAL INDEX KEY: 0001050031 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 330080929 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53209 FILM NUMBER: 03561946 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9499751550 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: SM&A CORP DATE OF NAME CHANGE: 19980818 FORMER COMPANY: FORMER CONFORMED NAME: STEVEN MYERS & ASSOCIATES INC DATE OF NAME CHANGE: 19980123 FORMER COMPANY: FORMER CONFORMED NAME: EMERGENT INFORMATION TECHNOLOGIES INC DATE OF NAME CHANGE: 20000426 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MYERS STEVEN S CENTRAL INDEX KEY: 0001078274 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4695 MACAUTHUR COURT STREET 2: EIGHTH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9499751550 MAIL ADDRESS: STREET 1: 4695 MACAUTHUR COURT STREET 2: EIGHTH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: MEYERS STEVEN S DATE OF NAME CHANGE: 19990203 SC 13G/A 1 a87662asc13gza.htm AMENDMENT NO. 4 TO SCHEDULE 13G sc13gza
 

OMB APPROVAL
OMB Number: 3235-0145
Expires: December 31, 2005
Estimated average burden
hours per response...11


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 4)*

SM&A

(Name of Issuer)

COMMON STOCK, NO PAR VALUE

(Title of Class of Securities)

78465D 10 5

(Cusip Number)

DECEMBER 31, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        x Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

 

 

             
13G
CUSIP No. 78465D 10 5
  1. Name of Reporting Person:
Steven S. Myers		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
United States
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
7,235,673
6. Shared Voting Power:
0
7. Sole Dispositive Power:
4,108,835
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
7,235,673
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
36.73%
  12.Type of Reporting Person:
IN

Page 2 of 7 Pages

 

             
13G
CUSIP No. 78465D 10 5
  1. Name of Reporting Person:
STEVEN MYERS TRUST DATED DECEMBER 1, 2000		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
United States
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
4,091,335
6. Shared Voting Power:
0
7. Sole Dispositive Power:
4,091,335
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
4,091,335
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
20.77%
  12.Type of Reporting Person:
OO

Page 3 of 7 Pages

 

13G
       
Item 1.
  (a) Name of Issuer:
    SM&A
  (b) Address of Issuer's Principal Executive Offices:
    4695 MacArthur Court, Eighth Floor
Newport Beach, California 92660
 
Item 2.
  (a) Name of Person Filing:
    This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the “Act”) by virtue of their beneficial ownership of common stock of SM&A: (i) Steven S. Myers, an individual; and (ii) Steven Myers Trust dated December 1, 2001 (the “Trust”). Steven S. Myers and the Trust are hereinafter collectively referred to as the “Reporting Persons.” The Reporting Persons entered into an Agreement Regarding the Joint Filing of Schedule 13G, dated February 13, 2001, (filed on February 14, 2002 as Exhibit 2 to Form SC 13G/A and incorporated herein by reference), pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act.

The Reporting Persons may be deemed to constitute a “group” for purposes of Section 13(d)(3) of the Act. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this Schedule 13G.
  (b) Address of Principal Business Office or, if none, Residence:
    4695 MacArthur Court, Eighth Floor
Newport Beach, California 92660
  (c)Citizenship:
    The Trust is established under the laws of the State of California and Steven S. Myers is a citizen of the United States
  (d) Title of Class of Securities:
    Common Stock, no par value
  (e) CUSIP Number:
    78465D 10 5
 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  x Not Applicable.
  (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
  (e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
  (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j) o Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 

page 4 of 7 Pages

 

13G
       
Item 4. Ownership.
  (a) Amount beneficially owned:
    Steven S. Myers: 7,235,673 shares*
The Trust: 4,091,335 shares**

* 4,091,335 of the indicated shares are owned directly by Mr. Myers as the trustee and sole beneficiary of the Trust. 11,667 of the indicated shares are directly controlled by Mr. Myers as Custodian of the Steven S. Myers Custodial Account for Melissa Ann Myers UTMACA and 5,833 of the indicated shares are directly controlled by Mr. Myers as Custodian of the Steven S. Myers Custodial Account for Jennifer Myers UTMACA. 3,126,838 of the indicated shares are directly owned by Paula K. Mathis as trustee of the Paula K. Mathis Trust dated November 17, 2000 (the “PKM Trust”). Mr. Myers holds the right to vote the shares directly owned by the PKM Trust pursuant to a marital settlement agreement, but has no beneficial ownership of the assets of the PKM Trust.

** 428,226 of the indicated shares are directly owned by SummitJets, Inc., the sole shareholder of which is the Trust.
  (b) Percent of class:
    Steven S. Myers: 36.73
The Trust: 20.77%
  (c) Number of shares as to which the person has:
    (i) Sole power to vote or to direct the vote:
      Steven S. Myers: 7,235,673
The Trust: 4,091,335
    (ii) Shared power to vote or to direct the vote:
      Steven S. Myers: 0
The Trust: 0
    (iii) Sole power to dispose or to direct the disposition of:
      Steven S. Myers: 4,108,835
The Trust: 4,091,335
    (iv) Shared power to dispose or to direct the disposition of:
      Steven S. Myers: 0
The Trust: 0
 
Item 5.Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
 
Not Applicable
 
Item 6.Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable
 
Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
Not Applicable
 
Item 8.Identification and Classification of Members of the Group.
 
The Reporting Persons have filed this Schedule 13G as a group pursuant to Rule 13d-1(k)(1) promulgated under the Exchange Act. The identity of each member of the group is set forth in Exhibit 1 attached hereto.

The Reporting Persons entered into an Agreement Regarding the Joint Filing of Schedule 13G, dated February 13, 2001, (filed on February 14, 2002 as Exhibit 2 to Form SC 13G/A and incorporated herein by reference), pursuant to which they have agreed to file one joint statement on behalf of both of them with respect to the subject matter of this Schedule 13G.

 
Item 9.Notice of Dissolution of Group.
 
The STEVEN MYERS AND PAULA MATHIS REVOCABLE TRUST DATED June 24, 1992 was terminated effective December 1, 2000 pursuant to a plan of marital dissolution. All further filings with respect to securities reported herein have been filed by Steven S. Myers and Paula Mathis in their individual capacity.

Page 5 of 7 Pages

 

13G
       
Item 10.Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
   
Date: 2/12/03
   
By: /s/ Steven S. Myers
Name: Steven S. Myers
Title:
   
STEVEN S. MYERS TRUST DATED DECEMBER 1, 2000
 
/s/ Steven S. Myers, Trustee
Name: Steven S. Myers
Title: Trustee

Footnotes:

     The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative“s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

NOTE: Schedule filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties for whom copies are to be sent.

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

Page 6 of 7 Pages EX-1 3 a87662aexv1.htm EXHIBIT 1 exv1

 

Exhibit 1

IDENTIFICATION OF MEMBERS OF THE GROUP

1.   Steven S. Myers
 
2.   Steven S. Myers Trust Dated December 1, 2000

Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----